BLACKROCK FUND ADVISORS of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 105247). Regulatory assets under management: $4.3T.
Compensation: % of AUM.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 40 people.
| Name | Role | Location |
|---|---|---|
| Robert Lawrence Goldstein | CHIEF OPERATING OFFICER; DIRECTOR | New York, NY |
| Charles Choon Sik Park | CHIEF COMPLIANCE OFFICER | — |
| Martin Small | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| Robert Andrew Dickson | DIRECTOR | — |
| DICKSON ANDREW | DIRECTOR | — |
| HABER THEDA R | ASSISTANT SECRETARY; SECRETARY | — |
| SLANE TERRI LYNN | ASSISTANT SECRETARY | — |
| GROSSMAN BLAKE RANDAL | DIRECTOR; DIRECTOR, CHAIRMAN AND CEO | — |
| RYAN FRANCIS SEAN | CHIEF FINANCIAL OFFICER | — |
| BHAGAT ROHIT | DIRECTOR AND CHIEF OPERATING OFFICER | — |
| KRANEFUSS LEE THOMAS | DIRECTOR | — |
| PARK CHARLES CHOON SIK | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & MANAGING DIRECTOR | — |
| TOWERS LOIS JEAN | CHIEF COMPLIANCE OFFICER; COMPLIANCE OFFICER | — |
| FINK LAURENCE DOUGLAS | CHAIRMAN; CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER & CHAIRMAN (+1 more) | — |
| KAPITO ROBERT STEVEN | DIRECTOR; PRESIDENT; PRESIDENT & DIRECTOR | — |
| CONNOLLY ROBERT PETER | GENERAL COUNSEL, SECRETARY, & MANAGING DIRECTOR; SECRETARY | — |
| MEDERO JOANNE TRIMBLE | SECRETARY | — |
| SKIRTON ANDREW GRAHAM | DIRECTOR | — |
| RICCI RICHARD THOMAS | DIRECTOR AND CHIEF OPERATING OFFICER | — |
| CROWL MICHAEL LEE | SECRETARY | — |
| MCCRUM CHRIS | CHIEF FINANCIAL OFFICER | — |
| FELICIANI JOSEPH | CHIEF FINANCIAL OFFICER | — |
| PETACH ANN MARIE | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | — |
| HALLAC CHARLES SHAUL | CHIEF OPERATING OFFICER; CO-PRESIDENT; VICE CHAIRMAN & CO-CHIEF OPERATING OFFICER | — |
| WALTCHER DANIEL R | DIRECTOR | — |
Showing 10 of 23 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-03 | civil | ON FEBRUARY 3, 2026, A PUTATIVE SECURITIES CLASS ACTION LAWSUIT WAS FILED IN THE UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA. THE COMPLAINT NAMES BLACKROCK TCP CAPITAL CORP AND CERTAIN OF ITS CURRENT AND FORMER EXECUTIVE OFFICERS AS DEFENDANTS. THE COMPLAINT PURPORTS TO BE BR… | Pending | — |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISION NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISIÓN NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2024-11-27 | civil | ON NOVEMBER 27, 2024, TEXAS ATTORNEY GENERAL KEN PAXTON AND ATTORNEYS GENERAL FROM 10 OTHER STATES (ALABAMA, ARKANSAS, INDIANA, IOWA, KANSAS, MISSOURI, MONTANA, NEBRASKA, WEST VIRGINIA, AND WYOMING) FILED A COMPLAINT AGAINST BLACKROCK, VANGUARD, AND STATE STREET (THE "MANAGERS") ALLEGING THAT THE MA… | Pending | — |
| 2024-08-22 | regulatory | ON AUGUST 22, 2024, THE INDIANA SECURITIES COMMISSIONER (THE "COMMISSIONER") ISSUED A CEASE AND DESIST ORDER (THE "ORDER") AGAINST BLACKROCK, INC. AND SEVERAL OF ITS ADVISORY AFFILIATES, (COLLECTIVELY, "BLACKROCK"). THE ORDER ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS ABOUT HOW WE MANAGE… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH OUR ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN FUND PROS… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH BLACKROCK'S ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN F… | Pending | — |
| 2023-06-06 | regulatory | FAILURE TO COMPLY WITH CERTAIN REGULATIONS APPLICABLE TO THE MANAGEMENT OF MUTUAL FUNDS AND THE PROVISION OF INVESTMENT ADVISORY SERVICES IN BLACKROCK'S MEXICO CITY OFFICE. | Final | $164K |
| City | State | Employees | Phone |
|---|---|---|---|
| NEW YORK | NY | 57 | 212 810 5300 |
| PRINCETON | NJ | 17 | 609 853 6500 |
| ATLANTA | GA | 8 | 470 520 5000 |
| PHILADELPHIA | PA | 6 | 215 349 9700 |
| BOSTON | MA | 2 | 617 357 1200 |
| WEST PALM BEACH | CA | 1 | 581-584-9700 |
| WEST PALM BEACH | CA | 1 | 581-584-9700 |