Full text of ONEAMERICA SECURITIES, INC.'s X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-15009 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** AND ENDING 12/31/2022 ---------- ----------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: OneAmerica Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # One American Square | | (No. and Street) | | | |---------------------------------------------------|------------------------------------------------------------------------|-------------------------------|-----------------------------------------| | Indianapolis | IN | | 46282 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Bryan K Hartley | 317-285-2183 | bryan. hartley@oneamerica.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Crowe LLP | | | | | | | | | | 485 Lexington Avenue, Floor 11 | (Name - if individual, state last, first, and middle name)<br>New York | NY | 10017-2619 | | (Address) | (City) | (State) | (Zip Code) | | 9/24/2003 | | 173 | | | l"<br>of Reg;,tc,Uoo w;th PCAOB }(ff a ppUca ble} | | | (PCAOB Reg;m,uoo N"mbec, ff a ppUcable} | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | 1, | Matthew Fleetwood | | swear {or affirm) that, to the best of my knowledge and belief, the | | |-------|--------------------------------------------|----|-------------------------------------------------…Read the full text as markdown