Full text of ONEAMERICA SECURITIES, INC.'s X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III sec file number | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|---------|--|-----------------|--|--------------------------------------------| | | | 01/01/2023 AND ENDING | | | | | 12/31/2023 | | FILING FOR THE PERIOD BEGINNING | | MM/DD/YY | | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: OneAmerica Securities, Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | One American Square | | | | | | | | | | | (No. and Street) | | | | | | | Indianapolis | | | IN | | | | 46282 | | (City) | | | (State) | | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Bryan K Hartley | | 317-285-2183 | | | | | bryan.hartley@oneamerica.com | | (Name) | | (Area Code - Telephone Number) | | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling*<br>Crowe, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 485 Lexington Avenue, Floor 11 | | New York | | | NY | | 10017-2619 | | (Address)<br>9/24/2003 | | (City) | | | (State)<br>173 | | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | | | | (PCAOB Registration Number, if applicable) | | * Claims for exemption from the requirement that the annual reports of an independent public | | FOR OFFICIAL USE ONLY | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17<br>CFR 240.17a-5(e){1)(ii), if applicable. | | | | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond un…Read the full text as markdown