PRINCIPAL SECURITIES, INC. X-17A-5 (2019-03-01) — Broker-dealer annual report

Full text of PRINCIPAL SECURITIES, INC.'s X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: PRINCIPAL SECURITIES, INC.
• Form: X-17A-5
• Filed: 2019-03-01
• Period: 2018-12-31
• Accession: 0000012600-19-000004
• CIK: 12600
• File #: 8-13975
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: Des Moines, IA
• Contact: Scott Christensen
• Phone: 5152485985
• Signed by: Scott Christensen (Chief Financial Officer)

Document text (excerpt)

X-17A-5 0000012600 XXXXXXXX LIVE false false false 01-01-2018 12-31-2018 Broker-dealer N PRINCIPAL SECURITIES, INC. 575 7TH STREET DES MOINES IA 50392 Scott Christensen 5152485985 Ernst & Young LLP 801 Grand Ave Suite 3000 Des Moines IA 50309 Certified Public Accountant Scott Christensen PRINCIPAL SECURITIES, INC. 02-28-2019 Scott Christensen Chief Financial Officer Y

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Original filing on SEC EDGAR (source of record)