Full text of PRINCIPAL SECURITIES, INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### F INANCIAL S TATEMENT Principal Securities, Inc. Year Ended December 31, 2025 With Report and Supplemental Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | | SEC FILE NUMBER | |--|--|-----------------| | | | | {2}------------------------------------------------ | Dawn Roberts | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------|---------------------------------------------------------------------| | · nancial report pertaining to the firm of Principal Securities, Inc | as of | | l lecember 31<br>0 075 | | | Signature: | | |------------|--| | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # Financial Statement Year Ended December 31, 2025 # **Contents** | Report of Independent Registered Public Accounting Firm<br><br>1 | | |----------------------------------------------------------------------------------------------------|--| | Financial Statement | | | Statement<br>of Financial Condition<br><br>2<br>Notes to Statement of Financial Condition<br><br>3 | | {4}------------------------------------------------  Ernst & Young US, LLP 700 Nicollet Mall, 5th floor Minneapolis MN 55402 Tel: +1 612 343 1000 Fax: +1 612 339 1726 ey.com #### **Report of Independent Registered Public Accounting Firm** To the Stockholder and the Board of Directors of Principal Securities, Inc. #### **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Principal Securities, Inc. as of December 31, 2025, and the related notes (the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company at December 31, 2025, in conformity with U.S. generally accepted accounting principles. #### **Basis for Opinion** This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Secur…Read the full text as markdown