BROWN ASSOCIATES, INC. X-17A-5 (2019-09-27) — Broker-dealer annual report

Full text of BROWN ASSOCIATES, INC.'s X-17A-5 filed 2019-09-27 (period 2019-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BROWN ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2019-09-27
• Period: 2019-07-31
• Accession: 0000014651-19-000004
• CIK: 14651
• File #: 8-15665
• Material weakness: No
• Auditor: Rodefer Moss & Co., PLLC
• Auditor location: Knoxville, TN
• Contact: Huxley Brown
• Phone: 423-267-3776
• Signed by: Huxley Brown (President)

Document text (excerpt)

X-17A-5 0000014651 XXXXXXXX LIVE false false false 08-01-2018 07-31-2019 Broker-dealer N BROWN ASSOCIATES, INC. 819 BROAD STREET CHATTANOOGA TN 37402-2613 Huxley Brown 423-267-3776 Rodefer Moss & Co., PLLC 608 Mabry Hood Road Knoxville TN 37932 Certified Public Accountant Huxley Brown BROWN ASSOCIATES, INC. 07-31-2019 Huxley Brown President Y

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• X-17A-5 — 2018-10-01
• X-17A-5 — 2017-09-29
• X-17A-5 — 2016-09-29
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Original filing on SEC EDGAR (source of record)