BROWN ASSOCIATES, INC. X-17A-5 (2020-09-29) — Broker-dealer annual report

Full text of BROWN ASSOCIATES, INC.'s X-17A-5 filed 2020-09-29 (period 2020-07-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: BROWN ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2020-09-29
• Period: 2020-07-31
• Accession: 0000014651-20-000002
• CIK: 14651
• File #: 8-15665
• Material weakness: Yes
• Auditor: Rodefer Moss & Co, PLLC
• Auditor location: Knoxville, TN
• Contact: Huxley Brown
• Phone: 4232673776
• Signed by: Huxley Brown (President)

Document text (excerpt)

X-17A-5 0000014651 XXXXXXXX LIVE false false false 08-01-2019 07-31-2020 Broker-dealer Y BROWN ASSOCIATES, INC. 819 BROAD STREET CHATTANOOGA TN 37402-2613 Huxley Brown 4232673776 Rodefer Moss & Co, PLLC 608 Mabry Hood Road Knoxville TN 37932 Certified Public Accountant Huxley Brown BROWN ASSOCIATES, INC. 07-31-2020 Huxley Brown President Y

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• X-17A-5/A — 2022-10-05
• X-17A-5 — 2022-09-29
• X-17A-5 — 2021-09-29
• X-17A-5 — 2019-09-27
• X-17A-5/A — 2018-10-05
• X-17A-5 — 2018-10-01
• X-17A-5 — 2017-09-29
• X-17A-5 — 2016-09-29
• X-17A-5 — 2015-10-02

Original filing on SEC EDGAR (source of record)