Full text of BROWN, LISLE/CUMMINGS, INC.'s X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 8-12716 | |----------------------------------------------------------------------------------------------------------| | SEC FILE NUMBER | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response:<br>12 | | 0MB APPROVAL | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | FACING PAGE | | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|-------------------|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31 /24<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /24 | | | | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Brown, Lisle/Cummings, .Inc. | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | One Turks Head Place -<br>Suite 800 | | | | | | | | | (No. and Street) | | | | | | | | | Providence | RI | | 02903 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | David A. Izzi<br>(401) 421-8900 | | | dizzi@brownlc.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | PKF O'Connor Davies, LLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 40 Westminster Street -<br>Suite 600 | Providence | RI | 02903 | | | | | | (Address)<br>09/29/2003 | (City) | (State)<br>127 | (Zip Code) | | | | | | | | | | | | | | | te of Re~maUoo w,h PCAOBII• appUcable)<br>r | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a…Read the full text as markdown