Full text of BROWN, LISLE/CUMMINGS, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SEOJRmES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-S PARTIII | nMll<br>I. | |--------------------------| | 0MB Nwnber. 3235-0123 | | Expires: ,Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC AI.E NUMBER | | 8-12716 | # FACINGPA6E Information Required Pursuant to Rules 17a-5, 17a-ll, and lSa-7 unds tlhe Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 0 1/01 /25 MM/00/YY AND ENDING 12131 f*25* MM/00/VV **A. REGISTRANT IDENTIACATION** NAMEOF FIRM: Brown, Lisle/Cummings, Inc. TYPE Of REGISTRANT {check all applicable boxes}: El Broker-dealer D Security-based swap dealer O Major security-based swap participant 0 Check lill!l'e if respondent is also an OTC derivatives dealer-ADDRESS OF PRINCIPAL PtACE OF BUSINESS: {Do not use a P.O. box no.) One Turks Head Place - Suite 800 (No. and Street) Providence RI (Cny) (State) PERSON TO CONTACT **WITH REGARD** TO THIS FILING 02903 (Zip Code) David A. Izzi (401) 421-8900 dizzi@brownlc.com (Name) (Area Code-Telephone Number) (Email Address} **B. ACCOUNTANT IDENTIFICATION** ' INDEPENDENT PUBLIC ACCOUNTA1NT whose reports are contained in this filing• PKF O'Connor Davies, LLP {~an1e - if individual, state last, first, and middle name} 40 Westminster Street - Suite 600 Providence (Address) (City} 09/29/2003 127 RI (State} 02903 (Zip Code) i'" of""""'"""'-PCAOB)Uf \_ , **.FOR OFFIOAI. USE ONLY** IPCAOB ..,,..,.;.,. ........ ,.. .. ~ ... ,.,I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See .17 CFR 240.l7a-S(eK1J{ii), if **appic:able.** **Persons who areto n!SpCJnlf tothe collec:tfanof informatlonmntained lnthls** form **are not required to respond** unless **the form displays a currently w:alid 0MB control number.** {1}------------------------------------------------ #### OATH OR **AfARMATION** | I, David A Izzi | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Brown, Lisle/Cummings, Inc. | • as of | | December 31<br>2~ | h…Read the full text as markdown