Full text of TAG WEALTH MANAGEMENT, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Phoenix, Arizona ## **FINANCIAL STATEMENTS WITH ACCOUNTANT'S REPORT** as of December 31, 2022 {1}------------------------------------------------ Year Ended December 31, 2022 ## TABLE OF CONTENTS | Report of independent registered public accounting firm | | |----------------------------------------------------------------------------------------------------------------------|-----| | Financial statements: | | | Statement of financial condition | 2 | | Statement of income | 3 | | Statement of changes in member's equity | 4 | | Statement of cash flows | 5 | | Notes to financial statements | 6-8 | | Supplementary information to financial statements: | | | Schedule I<br>Computation of net capital under Rule 15c3-1 of<br>the Securities and Exchange Commission | 9 | | Schedule II | | | Computation for determination of reserve requirements<br>under Rule 15c3-3 of the Securities and Exchange Commission | 10 | | Review report of independent registered public accounting firm | 11 | | Exemption report | 12 | {2}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-14485 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: TAG Wealth Managment LLC TYPE OF REGISTRANT (check all applicable **boxes):** C!:I Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 20815 N Cave Creek Road | | (No. and Street) | | | |--------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------------| | Phoenix | AZ | | 85024 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jack Biltis | 602-525-8084 | | jack@tagwealthmanagement.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEP…Read the full text as markdown