Full text of TAG WEALTH MANAGEMENT, LLC's X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-14485 ## **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/2024 12/31/2024 FILING FOR THE PERIOD BEGINNING u <sup>1</sup> /v <sup>1</sup> AND ENDING MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # name OF FIRM: TAG Wealth Management LLC TYPE OF REGISTRANT (check all applicable boxes): B Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 20815 N Cave Creek Road | (No. and Street) | | | |-----------------------------------------------------------------|--------------------------------------------|-----------------------------------------------------------------------------------------------------| | | | 85024 | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | jack@tagwealthmanagement.com | | | (Area Code -Telephone Number) | (Email Address) | | | | | | | are contained<br>INDEPENDENT PUBLIC ACCOUNTANT whose<br>reports | filing*<br>this | | | | | | | | | 91321 | | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | AZ<br>602-585-8084<br>(Name -if<br>Newhall | B. ACCOUNTANT IDENTIFICATION<br>in<br>individual, state last, first, and middle name)<br>CA<br>6235 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by <sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** **FOR OFFICIAL USE ONLY** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | L | Jack Biltis | |---|-------------| I, Jack Biltis , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of TAG Wealth Management…Read the full text as markdown