Full text of CAPE SECURITIES INC.'s X-17A-5 filed 2025-01-16 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 nated average b # ANNUAL REPORTS FORM X-17A-5 PART III | 1 1 1 1 1 1 6 1 2 1 1 6 1 8 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1<br>ours per response: 12 | |------------------------------------------------------------------------------------------------------------------------------------| | | | SEC FILE NUMBER | | 8-20727 | MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 10/01/23 AND ENDING MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Cape Securities Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer 09/30/24 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1600 Pennsylvania Ave | | | (No. and Street) | | | | |---------------------------------------------------------------------------|--------|------------------------------------------------------------|------------------------------------|--------------------------------------------|--| | McDonough | | GA<br>(State) | | 30253 | | | (City) | | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Philip Ciantro<br>646-226-9300 | | | philip.ciantro@amglobepartners.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ohab and Company, PA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 E Sybelia Ave Ste 13 Maitland | | | L | 32751 | | | (Address) | (City) | | (State) | (Zip Code) | | | 07/28/2004 | | | 1837 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}-----------------…Read the full text as markdown