Full text of CAPE SECURITIES INC.'s X-17A-5 filed 2026-05-27 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response: | # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-20747 | | (PCAOB Registration Number, if applicable) | | FACING PAGE | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING | 10/01/24 | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------ | 09/30/25 | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Cape Securities Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br> Check here if respondent is also an OTC derivatives dealer | ച Security-based swap dealer | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1600 Pennsylvania Ave | | | | | | (No. and Street) | | | | McDonough | GA | | 30253 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Philip Ciantro | 646-226-9300 | | philip.ciantro@amglobepartners.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ohab and Company, PA | | | | | | (Name - if individual, state last, first, and middle name) | | | | 100 E Sybelia Ave Ste 13 Maitland | | ப | 32751 | | (Address)<br>07/28/2004 | (City) | 1837 | (State)<br>(Zip Code) | (Date of Registration with PCAOB)(if applicable) ### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumst…Read the full text as markdown