Full text of ASSOCIATED INVESTMENT SERVICES, INC.'s X-17A-5 filed 2025-03-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated average burden hours per response: 12 sec file number 8-00099 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | EILING FOR THE PERIOD BEGINNING 01/01/24 | AND ENDING 12/31/24 | | |------------------------------------------|---------------------|--| | | | | | | | | MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Associated Investment Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 433 Main Street | | (No. and Street) | | | |--------------------------------------------------|------------------------------------------------------------|----------------------------------|--------------------------------------------| | Green Bay | W | | 54301 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Michael David Kuipers | (952) 912-5280 | david.kuipers@associatedbank.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Wipfli LLP | | | | | | | | | | 7000 Central Parkway, NE, Ste 1000 Atlanta | (Name - if individual, state last, first, and middle name) | GA | 30328 | | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 344 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Michael David Kulpers | | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------------|---------------------------------------------------------------------------------------…Read the full text as markdown