Full text of ASSOCIATED INVESTMENT SERVICES, INC.'s X-17A-5 filed 2026-03-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washingt on, D.C. 20549 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill OMB APPROVAL OMB Number: 3235-{)123 Expires: Nov. 30, 2026 Estimat ed average burden hours per response: 12 > SEC FILE NUMBER **8-00099** FACING PAGE Informat ion Required Pursuant to Rules 17a-5, 17a-12, and l Sa-7 under the Securit ies Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/25** AND ENDING **12/31/25** MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION ## NAME oF FIRM: **Associated Investment Services, Inc.** TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## **433 Main Street** | (No. and Street) | | | | |----------------------------------------------|---------|------------|--| | Green Bay | WI | 54301 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Michael David Kuipers | (952) 912-5280 | davld.kulpers@assoclatlldbank.com | |-----------------------|--------------------------------|-----------------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | #### B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # **Wipfli LLP** | 1000 Central Parkway, NE, Ste 1 ooo Atlanta | | GA | 30328 | |---------------------------------------------|-----------------------|---------|------------| | (Address) | (City) | (State) | (Zip Code) | | 09/18/2003 | | 344 | | | | | | | | | FOR OFFICIAL USE ONLY | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | Michael David Kuipers | |--|-----------------------| | | | I, Michael David Kuipers swear (or affirm) that to the ~st of my knowledge and belief, the financial report pertaining to the firm of Associated…Read the full text as markdown