COUGHLIN & COMPANY INC. X-17A-5 (2017-11-22) — Broker-dealer annual report

Full text of COUGHLIN & COMPANY INC.'s X-17A-5 filed 2017-11-22 (period 2017-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: COUGHLIN & COMPANY INC.
• Form: X-17A-5
• Filed: 2017-11-22
• Period: 2017-09-30
• Accession: 0000025142-17-000006
• CIK: 25142
• File #: 8-05653
• Material weakness: No
• Auditor: CliftonLarsonAllen LLP
• Auditor location: St Joseph, MO
• Contact: David Sjerven
• Phone: 3038669987
• Signed by: David Sjerven (CFO)

Document text (excerpt)

X-17A-5 0000025142 XXXXXXXX LIVE true false false 10-01-2016 09-30-2017 Broker-dealer N COUGHLIN & COMPANY INC. 140 E. 19TH AVENUE - SUITE 700 DENVER CO 80203-0135 David Sjerven 3038669987 CliftonLarsonAllen LLP 2301 Village Drive St Joseph MO 64506 Certified Public Accountant David Sjerven COUGHLIN & COMPANY INC. 09-30-2017 David Sjerven CFO Y

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Other filings by this registrant

• X-17A-5 — 2023-11-22
• X-17A-5 — 2022-11-22
• X-17A-5 — 2021-11-23
• X-17A-5 — 2020-11-23
• X-17A-5 — 2019-11-25
• X-17A-5/A — 2018-11-28
• X-17A-5 — 2018-11-27
• X-17A-5 — 2016-11-29
• X-17A-5 — 2015-11-27
• X-17A-5 — 2014-11-28
• X-17A-5 — 2013-12-16
• X-17A-5 — 2012-11-28

Original filing on SEC EDGAR (source of record)