COUGHLIN & Co INC. X-17A-5 (2019-11-25) — Broker-dealer annual report

Full text of COUGHLIN & Co INC.'s X-17A-5 filed 2019-11-25 (period 2019-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: COUGHLIN & Co INC.
• Form: X-17A-5
• Filed: 2019-11-25
• Period: 2019-09-30
• Accession: 0000025142-19-000001
• CIK: 25142
• File #: 8-05653
• Material weakness: No
• Auditor: CliftonLarsonAllen LLP
• Auditor location: St. Joseph, MO
• Contact: Walter Coughlin
• Phone: 3038631900
• Signed by: Walter J. Coughlin (Executive Vice President)

Document text (excerpt)

X-17A-5 0000025142 XXXXXXXX LIVE true false false 10-01-2018 09-30-2019 Broker-dealer N COUGHLIN & Co INC. 140 E. 19TH AVENUE - SUITE 700 DENVER CO 80203-0135 Walter Coughlin 3038631900 CliftonLarsonAllen LLP 801 Felix Street St. Joseph MO 64501 Certified Public Accountant Walter J. Coughlin COUGHLIN & Co INC. 09-30-2019 Walter J. Coughlin Executive Vice President Y

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Other filings by this registrant

• X-17A-5 — 2023-11-22
• X-17A-5 — 2022-11-22
• X-17A-5 — 2021-11-23
• X-17A-5 — 2020-11-23
• X-17A-5/A — 2018-11-28
• X-17A-5 — 2018-11-27
• X-17A-5 — 2017-11-22
• X-17A-5 — 2016-11-29
• X-17A-5 — 2015-11-27
• X-17A-5 — 2014-11-28
• X-17A-5 — 2013-12-16
• X-17A-5 — 2012-11-28

Original filing on SEC EDGAR (source of record)