Full text of CAVU SECURITIES LLC's X-17A-5 filed 2026-06-25 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | | 8-18428 | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------|------|-----------------|--------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | 04/01/24<br>AND ENDING<br>MM/DD/YY | | | 03/31/25 | | | | | | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: CAVU Securities LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>ി Broker-dealer<br>_ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 777 Third Avenue, Suite 2102 | | | | | | | | | (No. and Street) | | | | | | | New York. | NY | | | 10017 | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Karl W Lohwater | (757) 525-0990 | | | klohwater@cavusecurities.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DCPA | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2121 AVENUE OF THE STARS #800 CENTURY CITY, | | | CA | 90067 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | SEPTEMBER 15, 2020 | | 6567 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | {1}------------------------------------------------ | financial report pertaining to the firm of Cavu Securities LLC<br>______________________________________________________________________________________________________________________________________________________________________________<br>3/31<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely<br>as that of a custom ANINA MILLER<br>NOTARY PUBLIC, STATE OF NEW YORK<br>NU. 01LE6237460<br>Signatur…Read the full text as markdown