Full text of CAVU SECURITIES LLC's X-17A-5 filed 2026-06-29 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | urs per response: | | 12 | |-------------------|-----------------|----| | | SEC FILE NUMBER | | | | | | | FILING FOR THE PERIOD BEGINNING | 04/01/25 | AND ENDING | 03/31/26 | | |---------------------------------|------------------------------|------------|----------|--| | | MM/DD/YY | | MM/DD/YY | | | | A DECICT ANT INCAITICICATION | | | | | 331 Newman Springs Rd, Suite 320 | | | |----------------------------------------------|---------------------------------------------------------------------------|------------------------------| | | (No. and Street) | | | Red Bank, | NJ | 07701 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Karl W Lohwater | (757) 525-0990 | klohwater@cavusecurities.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | DCPA | | | | 2121 AVENUE OF THE STARS #800 CENTURY CITY, CITY, CA | | | | 90067 | |------------------------------------------------------|-----------------------|------|---------|--------------------------------------------| | (Address) | (City) | | (State) | (Zip Code) | | SEPTEMBER 15, 2020 | | 6567 | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | {1}------------------------------------------------ | I. Gregory A. Parsons | | |-----------------------|--| |-----------------------|--|  | Signature: | | | | |------------|--|--|--| | Title: | | | | | Chairman | | | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------  PUBLIC # CAVU SECURITIES LLC STATEMENT OF FINANCIAL CONDITION PURSUANT TO RULE 17a-5(d) UNDER THE SECURITIES EXCHANGE ACT OF 1934 MARCH 31, 2026 (FOR PUBLIC DISCLOSURE) SHORT REPORT (PUBLIC) This report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {3}------------------------------------------------ # CAVU SECURITIES LLC ### STATEMENT OF FINANCIAL CONDITION ### MARCH 31, 2026 ### TABLE OF CONTENTS | | PUBLIC | | |---------------------------------------------------------|--------|--| | CAVU SECURITIES LLC | | | | STATEMENT OF FINANCIAL CONDITION | | | | MARCH 31, 2026 | | | | TABLE OF CONTENTS | | | | Report of Independent Regis…Read the full text as markdown