CREDIT AGRICOLE SECURITIES (USA) INC. X-17A-5/A (2020-03-03) — Broker-dealer annual report

Full text of CREDIT AGRICOLE SECURITIES (USA) INC.'s X-17A-5/A filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CREDIT AGRICOLE SECURITIES (USA) INC.
• Form: X-17A-5/A
• Filed: 2020-03-03
• Period: 2019-12-31
• Accession: 0000033738-20-000004
• CIK: 33738
• File #: 8-13753
• Material weakness: No
• Auditor: Ernst & Young LLP
• Auditor location: New York, NY
• Contact: Maria Gerold
• Phone: 212-261-3866
• Signed by: Maria Gerold (CFO)

Document text (excerpt)

X-17A-5/A 0000033738 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N CREDIT AGRICOLE SECURITIES (USA) INC. 1301 AVENUE OF THE AMERICAS - 13TH FLOOR NEW YORK NY 10019 Maria Gerold 212-261-3866 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Maria Gerold CREDIT AGRICOLE SECURITIES (USA) INC. 12-31-2019 Maria Gerold CFO Y

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Original filing on SEC EDGAR (source of record)