Full text of CREDIT AGRICOLE SECURITIES (USA) INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### FINANCIAL STATEMENTS AND SUPPLEMENTAL SCHEDULES Credit Agricole Securities (USA) Inc. SEC I.D. No. 8-13753 Year Ended December 31, 2021 With Report and Supplementary Report of Independent Registered Public Accounting Firm *This report is deemed confidential in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 and Regulation* l.JO(g) *under the Commodity Exchange Act. A Statement of Financial Condition has been separately filed with the Securities and Exchange Commission simultaneously herewith as a public document.* {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART Ill** | SEC FILE NUMBER | |-----------------| |-----------------| 8-13753 #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ____<br>___<br>01_10_1_12_1 | AND ENDING | __<br>____<br>,;_;, 12.;_: /3c;. 1/c.:: 2-'-1<br>_ | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|----------------------------------------------------| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>Credit Agricole Securities (USA) Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>igi Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | | □ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1301 Avenue of the Americas | | | | | | (No. and Street} | | | | New York | NY | | 10019 | | (City) | (State) | | (Zip Code) | | Maria Gerold<br>(Name) | 212-261-3866<br>(Area Code - Telephone Number) | (Email Address) | maria.gerold@ca-cib.com | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | One Manhattan West | New York | NY | 10001 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 42 | | | (Date of Registration with PCAOB)(l f applicable) | | | (PCAOB Regli;tratlon Number, If applicable) | | | FOR OFFICI…Read the full text as markdown