Full text of CABRERA CAPITAL MARKETS, LLC's X-17A-5/A filed 2022-12-06 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Cabrera Capital Markets, LLC** Financial Report Year Ended December 31, 2021 This Filed as a Public Document in accordance with Rule 17a-5(d) under the Securities and Exchange Act of 1934 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| 8-26406 **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_\_ <sup>0</sup> \_ 1 \_ 10\_ 11 \_ 2 \_ 1 \_\_\_ AND ENDING \_\_\_\_ 12\_1\_<sup>31</sup>\_1\_ 2\_ 1 \_\_ MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** Cabrera Capital Markets, LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): C1 Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 10 South LaSalle Street, Suite 1050 Chicago (City) (No. and Street) IL (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 60603 (Zip Code) Robert Aguilar 312-236-8888 raguilar@cabreracapital.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* FGMK, LLC (Name - if individual, state last, first, and middle name) 333 Wacker Drive, 6th Floor (Address) 12-17-2009 Chicago (City) IL (State) 3968 60606 (Zip Code) l" of Roglstratioo with PCAOBJ(lf appllcablo) **FOR OFFICIAL USE ONL V** (PCAOB Roglstratloo N"mbo,, if appllcablo) I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(il), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ # **OATH OR AFFIRMATION** I, Robert Aguilar • sw…Read the full text as markdown