Full text of CABRERA CAPITAL MARKETS, LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Cabrera Capital Markets, LLC** Financial Report Year Ended December 31 , 2023 This Filed as a Public Document in accordance with Rule 17a-5(d) under the Securities and Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-5** | 0MB APPROVAL | | | | | |--------------------------|----|--|--|--| | 0MB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response: | 12 | | | | # **PART** Ill | | SEC FILE NUMBER | | |--|-----------------|--| **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** MM/DD/VY AND ENDING **12/31 /23** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: \_C\_a\_b\_r\_e\_ra\_C\_a\_p\_it\_a\_l \_M\_a\_r\_k\_e\_ts\_, \_L\_L\_C \_\_\_\_\_\_ \_ lYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 227 W. Monroe Street, Suite 3000 (No. and Street) Chicago IL 60606 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Robert Aguilar 312-236-8888 raguilar@cabreracapital.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* FGMK, LLC (Name - if individual, state last, first, and middle name) 333 Wacker Drive, 6th Floor Chicago IL 60606 (Address) (City) (State) (Zip Code) 12-17-2009 3968 (Date of Registration with PCAOB)(if applicable) {PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form** displays a currently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Robert Aguilar swear (or…Read the full text as markdown