Full text of GOLDMAN SACHS & CO. LLC's X-17A-5/A filed 2022-03-17 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Goldman Sachs & Co. LLC and Subsidiaries Consolidated Statement of Financial Condition and Supplemental Financial Information pursuant to Regulation 1.10 of the Commodity Futures Trading Commission as of December 31, 2021 {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART III** OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 OMB APPROVAL | | SEC FILE NUMBER | |---------|-----------------| | 8-00129 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 1/1/2021 AND ENDING 12/31/2021 MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Goldman Sachs & Co. LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | FOR OFFICIAL USE | | | |--------------------------------------------------|-----------------------------------------------------------------------------------------------------------|---------------------|--------------------------------------------| | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | 10/20/2003 | PCAOB ID 238 | | | | (Address) | (City) | (State) | (Zip Code) | | 300 Madison Avenue | New York | New York | 10017 | | | (Name – if individual, state last, first, and middle name) | | | | PricewaterhouseCoopers LLP | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | Thomas J. Favia | (212) 902-1710 | thomas.favia@gs.com | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | (City) | (State) | | (Zip Code) | | New York | New York | 10282 | | | | (No. and Street) | | | | 200 West Street | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. **Persons who are to respond to the coll…Read the full text as markdown