Full text of GOLDMAN SACHS & CO. LLC's X-17A-5 filed 2024-02-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # Goldman Sachs & Co. LLC and Subsidiaries Consolidated Statement of Financial Condition and Supplemental Financial Information pursuant to Regulation 1.10 of the Commodity Futures Trading Commission December 31, 2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-00129 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | AND ENDING 12/31/2023 | | | |-------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|------------------------------|--------------------------------------------|------------| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Goldman Sachs & Co. LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>മ Broker-dealer ሬ Security-based swap dealer □ Major security-based swap participant | □ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 200 West Street | | | | | | | | (No. and Street) | | | | New York | | New York | 10282 | | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Thomas J. Favia | (212) 902-1710 | | thomas.favia@gs.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | PricewaterhouseCoopers LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 300 Madison Avenue | New York | New York | 10017 | | | (Address) | (City) | (State) | | (Zip Code) | | 10/20/2003 | | | PCAOB ID 238 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL<br>USE ONLY | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of f…Read the full text as markdown