Full text of RIVERSOURCE DISTRIBUTORS, INC.'s X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT or PfNANClAL CONDITION RiverSource Distributors, Inc. SEC File Number: 8-67196 December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB AP~ROVA.L | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | 8-67196 ## **ANNUAL REPORTS FORM X-17A-5 PART 111** | | FACING PAGE | |--|-------------| **Information Required Pursuant to Rules 17a•5, 17a•12, and 18a·7 under the Securities EKchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01/01/2022 | | AND ENDING 12/31/2022 | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: RiverSource Distributors, Inc | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C3 Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security•based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 802 Ameriprise Financial Center, 707 2nd Avenue South | | | | | ( No. and Street) | | | | Minneapolis | MN | | 55474 | | (City) | {State) | | {Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Jason Bartylla | 612-671-2041 | jason.bartylla@ampf.com | | | (Name) | {Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | PricewaterhouseCoopers, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing>t1 | | | | | (Na me - If individual, state last, fl rst, and middle name) | | | | One North Wacker Dr, | Chicago | IL | 60606 | | (Adt1ress) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 238 | | | (Date of Registration with PCAOB)(lf applicable) | | | (PCAOB Reaistratlon Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independe…Read the full text as markdown