Full text of RIVERSOURCE DISTRIBUTORS, INC.'s X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION RiverSource Distributors, Inc. SEC File Number: 8-67196 December 31 , 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | EKpires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | 8-67196 # **PART** Ill **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|----------------|-------------------------------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING | __<br>1_/ 1_/_2_0_2_3 _ | _ AND ENDING _ | 1_2_/_3_1_/2_0_2_3_ | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: RiverSource Distributors, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P_O. box no.) | | | | | | | 802 Ameriprise Financial Center, 707 2nd Avenue South | | | | | | | | | (No. and Street) | | | | | | | Minneapolis | MN | | 55474 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jason Bartylla | 612-671-2041 | | jason.bartylla@ampf.com | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | PricewaterhouseCoopers, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | One North Wacker Dr. | Chicago | | 60606<br>IL | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | 10/20/2003 | | 238 | | | | | | of Reg;,tratioo w;tl, PCAOBJI• appUrable)<br>Ir | | | (PCAOB Regl;tr.,tioo N,mbec, ••p~lrable)I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | \* Claims for…Read the full text as markdown