Full text of VAN ECK SECURITIES CORPORATION's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of Van Eck Associates Corporation) Statement of Financial Condition December 31, 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, o.c. <sup>20549</sup> 0MB APPROVAL 0MB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated **average** burden hours per response: I :Z # ANNUAL REPORTS FORM Xel7AeS PART Ill | sec FILE NYMafR | |-----------------| | 8-4618 | FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and lSa-7 under the Securitie\$ Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /21** MM/DD/YY MM/0D/YY \_J A. REGISTRANT IDENTIFICATION # NAME oi:: FIRM: Van Eck Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): · ; Broker-dealer □ Security-based swap dealer = Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant AND ENDING **12/31 /21** ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 666 Third Avenue | | ( No. and Street) | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|----------------------------------------------| | New York | NY | | 10017 | | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Lee Rappaport | (212) 293-2122 | | lrapp!i!port@van~ck.com | | | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | (Name - if individual. state last, first, and middle name) | | | | One Manhattan West | New York | NY | 10001 | | | (City) | (State) | (Zip Code) | | (Date o: Reg:stration with PCAOB)(if applicable) | | | PC.l\08 Re IW.ition Number, if i!P lic<!ble) | | | FOR OFFICIAL USE ONLY | | | | • Claims fer exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of fac:ts and circumstances relied on a~ the basis of the exemption. See l7<br>CFR 2…Read the full text as markdown