Full text of VAN ECK SECURITIES CORPORATION's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of Van Eck Associates Corporation) Statement of Financial Condition December 31, 2022 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD **BEGINNING 0 1/01 /22** MM/DD/YY AND ENDING **12/31 /22** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Van Eck Securities Corporation 'TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 666 Third Avenue | (No. and Street) | | | | |----------------------------------------------|---------|------------|--| | New York | NY | 10017 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Lee Rappaport (212) 293-2122 lrappaport@vaneck.com (Name) (Area Code - Telephone Number) (Email Address) #### **8. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | |------------------------------------------------------------|----------|---------|------------| | 300 Madison Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | |--------------------------------------------------|--------------------------------------------| | FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of Information contained** in **this form are not required to respond** unless **the form displays a currently valid OMS control** number. | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | E…Read the full text as markdown