Full text of RAYMOND JAMES FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-11-22 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Raymond James Financial Services, Inc.* # **STATEMENT OF FINANCIAL CONDITION** (Audited) September 30, 2022 {1}------------------------------------------------ ## **UNITED STATES** OMB APPROVAL **SECURITIES AND EXCHANGE COMMISSION** OMB Number: 3235-0123 **Washington, D.C. 20549** Expires: October 31, 2023 # **ANNUAL REPORTS** hours per response.. . . . 12.00 **FORM X-17A-5 PART III** SEC FILE NUMBER | Estimated average burden | | | |--------------------------|--|--| | | | | | 8-17983 | | |---------|--| **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 10/01/2021<br>MM/DD/YY | AND ENDING | 09/30/2022<br>MM/DD/YY | | |------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------|---------------------------------|---------------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Raymond James Financial Services, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒ Broker-dealer<br>☐ Security-based<br>swap<br>☐ Check<br>here<br>if<br>respondent<br>is<br>also<br>an | dealer<br>☐ Major<br>OTC<br>derivatives<br>dealer | security-based<br>swap | participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | 880 Carillon Parkway | | | | | | | (No. and Street) | | | | | Saint Petersburg | Florida | | 33716 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | Marshall Ollia | 727-567-1000 | | marshall.ollia@raymondjames.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | KPMG LLP | (Name - if individual, state last, first, middle name) | | | | | | | | | | | 100 North Tampa Street Suite 1700<br>(Address) | | Tampa<br>(City) | Florida<br>(State) | 33602<br>(Zip Code) | | | | | | | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB, if applicable) | | (PCAOB Registration Number, if applicable) | | | | *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant | FOR OFFICIAL USE ONLY | | | | mus…Read the full text as markdown