Full text of RAYMOND JAMES FINANCIAL SERVICES, INC.'s X-17A-5 filed 2025-11-25 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Raymond James Financial Services, Inc. # **STATEMENT OF FINANCIAL CONDITION** (Audited) September 30, 2025 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | |--------------------------|---------------|--| | OMB Number: | 3235-0123 | | | Expires: | Nov. 30, 2026 | | | Estimated average burden | | | | hours per response: | 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-17983 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 10/01/2024<br>MM/DD/YY | AND ENDING | 09/30/2025<br>MM/DD/YY | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------------------|------------------------|------------| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | Raymond James Financial Services, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Security-based swap dealer<br>& Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. box no.) | | | | | | 880 Carillon Parkway | | | | | | | (No. and Street) | | | | | Saint Petersburg | Florida | | 33716 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT IN REGARD TO THIS FILING | | | | | | Kara Grigas-Caligiuri | 727-567-1000 | kara.grigas-<br>caligiuri@raymondjames.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B. ACCOUNTANT IDENTIFICATION | | | | | KPMG LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 2 Manhattan West | | New York | New York | 10001 | | (Address) | | (City) | (State) | (Zip Code) | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB, if applicable) | | (PCAOB Registration Number, if applicable) | | | | * Claims for exemption from the requirement that the annual reports of an independent public accountant | FOR OFFICIAL USE ONLY | | | | must be supported by a statement of facts and circumstances relied…Read the full text as markdown