LINCOLN FINANCIAL SECURITIES CORPORATION X-17A-5 (2023-03-01) — Broker-dealer annual report

Full text of LINCOLN FINANCIAL SECURITIES CORPORATION's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### STATEMENT O F FINANCIAL CONDITION Lincoln Financial Securities Corporation Year Ended December 31, 2022 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|----|-----------------|-------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 | | | | | | | | | MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Lincoln Financial Securities Corporation | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>_ Security-based swap dealer<br>O Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | L Major security-based swap participant | | 1300 South Clinton Street | | | | | | | | | (No. and Street) | | | | | Fort Wayne | | IN | | | 46802 | | (City) | | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carl R. Pawsat | | (606) 407-3406 | | | carl.pawsat@lfg.com | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst & Young LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2005 Market Street, Suite 700 Philadelphia | | | | PA | 19103 | | (Address) | | (City) | | (State) | (Zip Code) | | 10/20/2003 | | | 42 | | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable | | | | FOR OFFICIAL USE ONLY | | | | {2}------------------------------------------------ ![](_page_2_Picture_5.jpeg) - - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ Consolidated Statement of Financial Condition (in thousands) Year Ended December 31, 2022 ## **Contents** | Report of Independent Registered Public Accounting Firm 1 | | |---------------…

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