Full text of LINCOLN FINANCIAL SECURITIES CORPORATION's X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### S TATEMENT OF F INANCIAL C ONDITION A ND R ELATED N OTES Lincoln Financial Securities Corporation Year Ended December 31, 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------|-----------------------------------------------------------------|--| | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-14685 | | | | PART II | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31/23<br>filing for the period beginning 01/01/23<br>MM/DD/YY | | | | | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | name of firm: Lincoln Financial Securities Corporation | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br><br>■ Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1300 South Clinton Street | | | | | | | (No. and Street) | | | | | Fort Wayne | 11 | | 46302 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | 336-691-4670 | | Megan. Omoruyi@lfg.com | | | Megan V. Omoruyi | (Area Code - Telephone Number) | (Email Address) | | | | (Name) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Ernst & Young LLP | | | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2005 Market Street, Suite 700 Philadelphia | | PA | 19103 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | 42 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | * Claims for exemption from the requirement that the annual reports of an ind…Read the full text as markdown