Full text of LORD ABBETT DISTRIBUTOR LLC's X-17A-5 filed 2020-11-25 (period 2020-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ <sup>S</sup> T A T E M E N T O F F I N A N C I A L C O N D I T I O N Lord Abbett Distributor LLC (SEC I.D. No. 8-00216) September 30, 2020 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB Number: | 3235-0123 | | | | | | |---------------------------|-----------------|--|--|--|--|--| | Expires: | August 31, 2020 | | | | | | | Estimated average burden | | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | | SEC FILE NUMBER OMB APPROVAL ### 8-00216 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 10/01/2019<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: LORD ABBETT DISTRIBUTOR LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | AND ENDING 09/30/2020 | MM/DD/YY<br>OFFICIAL USE ONI Y<br>FIRM I.D. NO. | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | NJ | | 07302-3973 | | | (State) | | (Zip Code) | | | | | (201) 827-2255<br>(Area Code - Telephone Number) | | | | | | | | NEW YORK | NEW YORK | 10036 | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street)<br>ERNST & YOUNG LLP | 90 HUDSON STREET<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | \*Claims for exemption from the requirement that the annual report…Read the full text as markdown