Full text of LORD ABBETT DISTRIBUTOR LLC's X-17A-5 filed 2022-11-28 (period 2022-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT O F FINANCIAL CONDITION Lord Abbett Distributor LLC (SEC I.D. No. 8-00216) September 30, 2022 With Report of Independent Registered Public Accounting Firm *This report is deemed confidential in accordance with Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934. A statement of financial condition and exemption report, each bound separately, have been filed with the Securities and Exchange Commission simultaneously herewith as public documents.* {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Oct. 31, 2023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS sec file number FORM X-17A-5 8-00216 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 10/01/2021 09/30/2022 AND ENDING FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OFFIRM: LORD ABBETT DISTRIBUTOR LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Major security-based swap participant @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 90 HUDSON STREET (No. and Street) JERSEY CITY 07302 NJ (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING TPEREIRA@LORDABBETT.COM (201) 827-2255 ANTONIO PEREIRA (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* FRIST & YOUNG LLP (Name – if individual, state last, first, and middle name) NEW YORK ONE MANHATTAN WEST NY 10001-8604 (State) (Address) (City) (Zip Code) 42 10/20/2003 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | ANTONIO PEREIRA<br>1. |…Read the full text as markdown