Full text of HORACE MANN INVESTORS, INC.'s X-17A-5/A filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Schedules December 31, 2020 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ UNITEDSTATES SECURITIES AM) EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | |--------------------------|------------------|--| | OMB Number: | 3235-0123 | | | Expires: | October 31, 2023 | | | Estimated average burden | | | | hours per response. | 12.00 | | ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-6082 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01 /01/2020 | | AND ENDING 12/31/2020 | | |------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------|------------------------------| | | MM'DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Horace Mann Investors, Inc. | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 1 Horace Mann Plaza | | | | | | (No. and Street) | | | | Springfield | IL | | 62715 | | (City) | (State) | a | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Kimberly A. Johnson | | | (217)788-8538 | | | B. ACCOUNTANT IDENTIFICATION | | (Area Code Telephone Number) | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>KPMG LLP | | | | | | (Name if individual. state last, first, middle name) | | | | 200 E. Randolph Dr. | Chicago | IL | 60601 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.I7a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1410 (11-05) {2}---------------------…Read the full text as markdown