HORACE MANN INVESTORS, INC. X-17A-5 (2022-03-31) — Broker-dealer annual report

Full text of HORACE MANN INVESTORS, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ **Financial Statements and Supplemental Schedules** **December 31, 2021** **(With Report of Independent Registered Public Accounting Firm)** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | | | | | |---------------------------|--|--|--|--|--| | OMB Number: 3235-0123 | | | | | | | Expires: Oct. 31, 2023 | | | | | | | Estimated average burden | | | | | | | hours per response:<br>12 | | | | | | SEC FILE NUMBER 99 111 2 3MBBHTAN OFFICIAL BE 188 - tradity 8-06082 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/21 | | | AND ENDING | | 12/31/21 | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------------------------------------------|-----------------|--------------------------------------------|--| | | MM/DD/YY | | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Horace Mann Investors, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>12 Broker-dealer<br>C Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | One Horace Mann Plaza | | | | | | | | | (No. and Street) | | | | | | | Springfield | | - | | | 62715-000 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Kimberly A Johnson | | | (217) 788-8538 Kimberly.Johnson@horacemann.com | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. Accountant Identification | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 290 W Mt Pleasant Avenue | Livingston | | NJ | | 07039 | | | (Address) | (City) | | (State) | | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | | | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports of an indepe…

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