UBS ASSET MANAGEMENT (US) INC. X-17A-5 (2018-02-28) — Broker-dealer annual report

Full text of UBS ASSET MANAGEMENT (US) INC.'s X-17A-5 filed 2018-02-28 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000067037 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N UBS ASSET MANAGEMENT (US) INC. 1285 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY 10019 Joseph Israel 312-525-5278 Ernst & Young LLP 155 North Wacker Drive Chicago IL 60606 Certified Public Accountant Kathleen Horan UBS ASSET MANAGEMENT (US) INC. 12-31-2017 Kathleen Horan FINOP Officer Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)