UBS ASSET MANAGEMENT (US) INC. X-17A-5 (2017-02-27) — Broker-dealer annual report

Full text of UBS ASSET MANAGEMENT (US) INC.'s X-17A-5 filed 2017-02-27 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: UBS ASSET MANAGEMENT (US) INC.
• Form: X-17A-5
• Filed: 2017-02-27
• Period: 2016-12-31
• Accession: 0001022465-17-000002
• CIK: 67037
• File #: 8-21901
• Material weakness: No
• Auditor: Ernst & Young
• Auditor location: Chicago, IL
• Contact: Kimberly Guerin
• Phone: 312-525-7129
• Signed by: Kimberly S. Guerin (Assistant Treasurer)

Document text (excerpt)

X-17A-5 0000067037 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N UBS ASSET MANAGEMENT (US) INC. 1285 AVENUE OF THE AMERICAS 12TH FLOOR NEW YORK NY 10019 Kimberly Guerin 312-525-7129 Ernst & Young 155 N. Wacker Drive Chicago IL 60606 Certified Public Accountant Kimberly S. Guerin UBS ASSET MANAGEMENT (US) INC. 12-31-2016 Kimberly S. Guerin Assistant Treasurer Y

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• X-17A-5 — 2021-02-26
• X-17A-5 — 2020-03-02
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-02-27
• X-17A-5 — 2014-02-27

Original filing on SEC EDGAR (source of record)