Full text of CIBC WORLD MARKETS CORP.'s X-17A-5 filed 2021-12-28 (period 2021-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # STATEMENT OF FINANCIAL CONDITION CIBC World Markets Corp. October 31, 2021 With Report of Independent Registered Public Accounting Firm (SEC I.D. No.8-18333) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, O.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill OMBAPPROVAL 0MB Number: 3235-0123 EKplres: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER **8-18333** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING November 1, 2020 | | | AND ENDING October 31, 2021 | | |-----------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|------------| | | MM/DD/YY | | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | CIBC World Markets Corp. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!l Broker-dealer | D Security-based swap dealer<br>• Check here if respondent is also an OTC derivatives dealer | • Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 425 Lexington Avenue | | | | | | | ( No. and Street} | | | | | New York | NY | | | 10017 | | (City) | (State} | | | (Zip Code) | | Marvin Griffith<br>(Name) | (212)667-5817 | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>marvin.gritfith@cibc.com<br>(Email Address)<br>(Area Code -Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Ernst & Young | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>{Name - if individual, state last, first, and middle name) | | | | | 5 Times Square | New York | | | 10036 | | (Address) | (City) | | NY<br>(State) | (Zip Code) | | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if aopllcable) | | | | FOR OFFICIAL USE ONLY | | | | | CFR 240.17a-S(e )(l)(ii), if applicable. | • Claims for exempti…Read the full text as markdown