Full text of CIBC WORLD MARKETS CORP.'s X-17A-5 filed 2022-12-23 (period 2022-10-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  # STATEMENT OF FINANCIAL CONDITION CIBC World Markets Corp. October 31, 2022 With Report of Independent Registered Public Accounting Firm (SEC I.D. No.8-18333) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden ### **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-18333 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING November 1 • 2021 AND ENDING October 31, 2022 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: CIBC World Markets Corp. TYPE OF REGISTRANT (check all applicable boxes): E!J Broker-dealer • Security-based swap dealer • Check here if respondent is also an OTC derivatives dealer • Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 425 Lexington Avenue | NY<br>(State)<br>(212)667-5817<br>(Area Code -Telephone Number)<br>B. ACCOUNTANT IDENTIFICATION | marvin.griffith@cibc.com<br>(Email Address) | 10017<br>(Zip Code) | |-------------------------------------------------------------------------------------------------|---------------------------------------------|--------------------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | (Name - if individual, state last, first, and middle name)<br>New York | NY | 10001 | | | (State) | (Zip Code) | | | | I | | | | (PCAOB Reglstcatioo N"mbec, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** | | 1, Marvin Griffith | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |-----|…Read the full text as markdown