Full text of PLANNED FINANCIAL PROGRAMS, INC.'s X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **PLANNED FINANCIAL PROGRAMS INC . (S .E.C.** I . D. **No. 8-05727) DECEMBER 31, 2023** **PUBLIC** FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION FOR THE YEAR ENDED DECEMBER 31 , 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL **0MB** Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response : 12 > SEC FILE NUM BER 8-05727 # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** AND ENDING **12/31/2023** MM/DD/VY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM : Planned Financial Programs, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 734 Walt Whitman Road Ste 301 | (No. and Street) | | | | |-------------------------------------------------------------------------------------------|-----------------|------------------------------|--| | | | 11747 | | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | 631-423-8800 | | | | | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Jennifer Wray CPA PLLC | | | | | (Name - if individual, state last, first, and middle name)<br>800 Bonaventure Way Ste 168 | | | | | Sugarland<br>(City) | TX<br>(State) | 77479<br>(Zip Code) | | | | 6328 | | | | | NY | B. ACCOUNTANT IDENTIFICATION | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as t he basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained** in **this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ ### **OATH OR AFFIRMATION** I, Jeffrey S. Eisman swear (or affirm) that, to the…Read the full text as markdown