Full text of PLANNED FINANCIAL PROGRAMS, INC.'s X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## PLANNED FINANCIAL PROGRAMS INC. (S.E.C. I.D. No. 8-05727) DECEMBER 31, 2025 PUBLIC FINANCIAL STATEMENTS AND SUPPLEMENTAL INFORMATION FOR THE YEAR ENDED DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART III | | | | | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | |-----------------|--| | 8-05727 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING MM/DD/YY 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Planned Financial Programs, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ☐ Security-based swap dealer Check here if respondent is also an OTC derivatives dealer Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) 734 Walt Whitman Road Ste 301 Melville (City) (No. and Street) NY (State) Robert W. Hock PERSON TO CONTACT WITH REGARD TO THIS FILING 631-423-8800 (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION 11747 (Zip Code) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Jennifer Wray CPA PLLC (Name - if individual, state last, first, and middle name) 800 Bonaventure Way Ste 168 (Address) 11/30/2016 Sugarland (City) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY TX 77479 (State) 6328 (Zip Code) (PCAOB Registration Number, if applicable) Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by<sup>a</sup> statement of facts and circumstances relied on as the basis ofthe exemption. See <sup>17</sup> CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION I, Robert W. Hock \_ swear (or affirm) that, to the best of…Read the full text as markdown