Full text of RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC's X-17A-5 filed 2021-03-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Russell Investments Implementation Services, LLC** Statement of Financial Condition December 31, 2020 Filed as PUBLIC Information Pursuant Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED ST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** 0MB APPROVAL OMBNumber: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 | SEC FILE NUMBER | |-----------------| | 8-00220 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** REPORT FOR THE PERIOD BEGINNING **01/01/20** AND ENDING **12/31/20** - - --------- ----------- MM/DD/YY MM/DD /YY # **A. REGISTRANT IDENTIFICATION** | NAME OF BROKER-DEALER: Russell Investments Implementation SeNices, LLC | | | | OFFICIAL USE ONLY | |-----------------------------------------------------------------------------------------|--|---------------------------------------------------------------------|---------------|--------------------------------------------------| | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1301 Second Avenue, 18th Floor | | | | | | | | (No. and Street) | | | | Seattle | | Washington | | 98101 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO nns REPORT<br>Crista Dumais | | | | (206) 505-4580<br>(Area Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>RSM US LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | 30 South Wacker Drive, Suite 3300 Chicago | | | Illinois | 60606 | | (Address) | | (<:ity) | (State) | (Zip Code) | | CHECK ONE:<br>lv'lcertified Public Accountant<br>B<br>Public Accountant | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.J 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not…Read the full text as markdown