Full text of RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Russell Investments Implementation Services, LLC Statement of Financial Condition December 31, 2023 Filed as PUBLIC Information Pursuant to Rule 17a-5(d) Under the Securities Exchange Act of 1934 {1}------------------------------------------------ OMB APPROVAL HINITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-00220 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 \_and ending 12/31/23 Filing for the period beginning 01/01/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Russell Investments Implementation Services, LLC TYPE OF REGISTRANT (check all applicable boxes): © Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1301 Second Ave, 18th Floor (No. and Street) Seattle VA 98101 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David Siegel (206) 505-2716 dsiegel@russellinvestments.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name - if individual, state last, first, and middle name) 30 South Wacker Drive, Ste 3300 Chicago 60606 (Address) (City) (State) (Zip Code) 9/24/2003 49 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION David Slearl financial report pertaining to the firm of Russell (or affirm) that, to the best of my knowledge and belief, the Ec bruary 27 partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely as that of a customer. KAYLA JANE WOLFE Signature: \ } Signature: \ } Signature: \ }…Read the full text as markdown