Full text of CHARLES SCHWAB & CO., INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **(SEC. I.D. NO. 8-16514)** Statement of Financial Condition as of December 31, 2020 and Report of Independent Registered Public Accounting Firm #### PUBLIC DOCUMENT (Pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934). {1}------------------------------------------------ | OMB Number: 3235-0123 | | |---------------------------|--| | Expires: October 31, 2023 | | | Estimated average burden | | | hours per response 12.00 | | | UNITED STATES | Expires: October 31, 2023 | | |------------------------------------|---------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | Estimated average burden | | | Washington, D.C. 20549 | hours per response 12.00 | | | ANNUAL AUDITED REPORT | SEC FILE NUMBER | | | | | | ## **FORM X-17A-5 8-16514 PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING 01/01/20 AND ENDING 12/31/20 ## MM/DD/YY MM/DD/YY | _____________________________________________________________________________________________________ | | |-------------------------------------------------------------------------------------------------------|--| | A. REGISTRANT IDENTIFICATION | | | _____________________________________________________________________________________________________ | | NAME OF BROKER - DEALER: Charles Schwab & Co., Inc. OFFICIAL USE ONLY ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 211 Main Street | (No. and Street) | | | | | | |--------------------------------------------------------------------------|----------------|----------|-----------------------------|--|--| | San Francisco | California | | 94105 | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | Chris Bakke | (720) 468-2957 | | | | | | | | | (Area Code - Telephone No.) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Deloitte & Touche LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 1601 Wewatta Street | Denver | Colorado | 80203 | | | | (Address) | (City) | (State) | (Zip Code) | | | ☒ Certified Public Accountant ☐ Public Accountant ☐ Accountant not resident in United States or any of its possessions. | FOR OFFICIAL USE ONLY | |…Read the full text as markdown