Full text of Charles Schwab & Co., Inc.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **(SEC. I.D. NO. 8-16514)** Statement of Financial Condition as of December 31, 2021 and Report of Independent Registered Public Accounting Firm #### PUBLIC DOCUMENT (Pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934). {1}------------------------------------------------ OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . 12.00 **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8-16514 PART III** **FACING PAGE** | FILING FOR THE PERIOD BEGINNING | 01/01/21 | AND ENDING | 12/31/21 | | |-------------------------------------------------------------------------------------------------------|----------|------------|----------|--| | | MM/DD/YY | | MM/DD/YY | | | _____________________________________________________________________________________________________ | | | | | **Information Required Pursuant to Rules 17a-5, 17a-12 and 18a-7 under the Securities Exchange Act of 1934** #### **A. REGISTRANT IDENTIFICATION** \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ NAME OF FIRM: Charles Schwab & Co., Inc. TYPE OF REGISTRANT (check all applicable boxes): ☒ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 211 Main Street | | | (No. and Street) | | | |---------------------------------------------------|---------------------------------------------------------------------------|--------------------------------|--------------------------------------------|--| | San Francisco | California | | 94105 | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Chris Bakke | | (720) 418-5569 | chris.bakke@schwab.com | | | (Name) | | (Area Code - Telephone Number) | (email address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Deloitte & Touche LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 1601 Wewatta Street | Denver | Colorado | 80203 | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 34…Read the full text as markdown