Full text of RICHARDS, MERRILL & PETERSON, INC.'s X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **0 1/01 /24** MM/DD/YY AND ENDING 12131124 MM/DD/YY **A. REGISTRANT IDENTIFICATION** ## NAMEOFFIRM: RICHARDS MERRILL WEALTH MANAGEMENT TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer □ Security-based swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 612 WEST MAIN STREET SUITE 201 | | (No. and Street) | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------|-------------------------|-----------------------------------------------|--|--|--| | SPOKANE | WA | | 99201 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | TOM MCDONALD | 509-624-317 4 | tmcdonald@rmpinvest.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | MOSS ADAMS | (Name - if individual, state last, first, and middle name)<br>SPOKANE | WA | 99201 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 601 WEST RIVERSIDE AVE SUITE 1800 | | 659 | | | | | | rt• of Reg;st,aUOo<br>w;th PCAOB)(;f appHcableJ | | | I<br>{PCAOB Reg;mauoo Norn be,, ;f appHcableJ | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>CFR 240.17a-S(e)(l)(ii), if applicable. | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### OATH OR AF…Read the full text as markdown