Full text of RICHARDS, MERRILL & PETERSON, INC.'s X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-00071 PART III FACING PAGE information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 filing for the period beginning 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: RICHARDS MERRILL WEALTH MANAGEMENT TYPE OF REGISTRANT (check all applicable boxes): O Major security-based swap participant E Broker-dealer [] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 612 WEST MAIN STREET SUITE 201 (No. and Street) 99201 SPOKANE WA (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 509-624-3174 TOM MCDONALD tmcdonald@rmpinvest.com (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* BAKER TILLY (FORMERLY MOSS ADAMS) (Name – if individual, state last, first, and middle name) 601 WEST RIVERSIDE AVE SUITE 1800 SPOKANE WA 99201 (Address) (City) (State) (Zip Code) 10/22/2003 23 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1){i}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | MARK J CALKINS | ______________________________________________________________________________________________________________________________________________________________________________ | , swear (or affirm) that, to the best of my knowledge and belief, the | | | | |--|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------…Read the full text as markdown