STEPHENS INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of STEPHENS INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0000094074 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer Y STEPHENS INC. 111 CENTER STREET LITTLE ROCK AR 72201-3507 Zoe Ann Hines 501-377-2166 Deloitte & Touche LLP 111 South Wacker Drive Chicago IL 60606-4301 Certified Public Accountant Zoe Ann Hines STEPHENS INC. 02-28-2020 Zoe Ann Hines EVP Y

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